Series 7 or FINRA Series 7

  • DISYS - Digital Intelligence Systems, LLC
  • Minneapolis, MN, United States
  • Apr 07, 2021
Banking Finance

Job Description

Operational and service complaints are on a variety of subject matterhellip.anything ranging from poor service received at a branch or in the contact center to back office functions and transacting on the account. Expected to autonomously work through casesdeliverables. Close 8-10 cases per week on average (average because we understand some weeks you have a harder time getting responses or have harder cases, but the next week should make up for that when responses come back along with new cases being researched) with a 95 or higher quality rating assigned by the QA team. The cases will be assigned to a queue on a routine basis, where you are responsible for around 50 complaints at any given time (number subject to change based on business need). Skills MUST HAVE FINRA Series 7 License At least 6+ months of retail brokerage experience (ideally (training onsite for 30 days and then will move to Work From Home)



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