Role Name: AML Compliance Analyst II Location: Remote (US) Roles & Responsibilities
- Demonstrates working knowledge of AML regulatory compliance, regulatory matters, and business applications.
- Provides input on consultation, interpretation, administration, and implementation of contractual, regulatory, and reliability documents.
- Supports responses to legal and regulatory inquiries.
- Works directly with customers, external contractors, and vendors to ensure project goals are met and/or issues are escalated, classified, and documented properly.
- Leads and conducts compliance investigations and root cause analyses to ensure controls and processes operate effectively and efficiently.
- Assists in developing internal controls, processes, and procedures in accordance with regulatory principles.
- Provides guidance and interpretations for applicable regulatory standards.
- Identifies compliance gaps through internal spot checks and self-assessments.
- Examines compliance evidence for accuracy and completeness.
- Plans and coordinates operational activities to comply with governmental regulations and ordinances.
- Documents compliance controls to establish the organization's baseline of compliance.
Competencies
- Knowledge of Anti-Money Laundering (AML) regulations
- Regulatory Compliance
- Internal Controls and Audit
Required Technical Skills
- AML and BSA Compliance Testing
- Conducting audits and compliance investigations
- Regulatory interpretation and application
- Documentation and reporting of compliance evidence
Must-Have Qualifications
- 3-5 years of experience in AML/BSA compliance or audit
- Strong independence and initiative
- Audit experience and familiarity with compliance testing procedures
Nice-to-Have Qualifications
- Experience with data analytics
